lw-process
Our Process

A thoughtful process. A strategy built around you.

Our new client assessment process is designed specifically to determine the best "fit" between all parties. Our desire is to work with clients long-term, and these steps lay a strong foundation we can build upon for long-term success.

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An established systemfor successful outcomes
Our process at a glance

Seven steps from first conversation to lasting partnership

An established system designed to determine the best fit between all parties and lay a strong foundation for long-term success.

  1. Step 01

    Initial Consultation

    We begin by understanding your financial priorities, current circumstances, expectations and long-term objectives.

  2. Step 02

    Complimentary Financial Plan & Asset Allocation Study

    A complimentary financial plan and asset allocation study to evaluate your financial position and potential investment approach.

  3. Step 03

    Time to Think, Ask Questions & Clarify Unknowns

    Take the time you need to review recommendations, ask questions, evaluate options and clarify anything outstanding before making a decision.

  4. Step 04

    Engage the Firm

    Once both parties agree there is the right fit, you formally engage Lyons Wealth and we establish the working relationship.

  5. Step 05

    Open Accounts & Funding

    We coordinate account setup, required documentation and funding in preparation for implementation.

  6. Step 06

    Strategy Implementation

    The agreed-upon strategy is implemented thoughtfully — smartly deployed rather than all in at once.

  7. Step 07

    Ongoing Proactive Communication

    A proactive relationship maintained through regular communication and a scheduled review cadence.

    • Quarterly updates
    • Bi-annual review
    • Annual review
Begin with step one →
Working with Lyons Wealth

What to expect when working with us

01

A personalized approach

We start with your financial objectives, circumstances and priorities — not a one-size-fits-all solution. The goal of our assessment is to determine the best fit between all parties.

02

A thoughtful investment strategy

We evaluate suitable investment approaches and implement the agreed-upon strategy with consideration for your objectives — smartly deployed rather than all in at once.

03

An ongoing partnership

Our desire is to work with clients long-term. We maintain communication, review progress and revisit the strategy as appropriate over time.

Step 07, in practice

Built on communication. Focused on the long term.

We believe a strong advisory relationship extends beyond the initial investment decision. Through ongoing communication and scheduled portfolio reviews, we work to keep your financial strategy aligned with your evolving objectives.

  1. Quarterly updates

    Regular updates on your portfolio and positioning, every quarter.

    Every 3 months

  2. Bi-annual review

    A mid-year review of progress against the plan we built together.

    Every 6 months

  3. Annual review

    A comprehensive yearly review to revisit objectives and strategy.

    Every 12 months
Explore our investment strategies

Our award-winning investment strategies

Lyons Enhanced Yield Portfolio

Delivering consistent, reliable cash flow. Each position is fully hedged to control downside exposure. Portfolio net yield target of 12–15% annually. Fully liquid — no lockup period, no capital calls.

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Lyons Tactical Allocation Portfolio (SMA)

Greater long-term upside capture through sustained full market participation and full equity allocations to multi-year, continuous time periods.

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Catalyst/Lyons Tactical Allocation (Mutual Fund)

The Fund's objective is to seek total return from long-term capital appreciation.

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Lyons Fundamental Small Cap Value Strategy

Targets long term growth of capital through buying undervalued small and mid cap companies with improving business prospects.

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Lyons Core Portfolio

Investing in income generating common and preferred stocks and corporate bonds with long-term holding periods intended to optimize tax efficiency.

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Own a Large Stock Position

Did your advisor say sell and diversify? Keep your stock with Lyons Income Overlay — a customized solution for large concentrated stocks.

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Lyons CoinDesk Large Cap Select Index SMA

CoinDesk Large Cap Select Index (DLCS), designed to measure the market capitalization weighted performance of some of the largest and most liquid digital assets that meet pre-defined trading and custody requirements.

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Yield targets are objectives, not guarantees. To view our awards in detail, please visit our disclosures page.

Let's start with a conversation.

Every financial journey is different. Connect with Lyons Wealth to discuss your objectives and learn more about our approach.

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