Concentrated Stock Positions – lp.lyonswealth.com

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Strategy Overview

Effectively managing your concentrated stock positions is crucial for minimizing risks and maximizing returns. We collaborate with you to develop customized strategies tailored to your specific challenges.

Our key approaches include:

Diversifying your portfolio to mitigate risk
Protecting against losses with put options
Generating income with a collar strategy
Utilizing variable prepaid forward contracts

Lyons Wealth Can Help You Reach Your Investment Goals

Tactical Allocation Portfolio

Most people assume that income from investing in the stock market relies heavily on market trends. While this may be true to a certain extent, there are investment strategies that empower people to protect their assets in the long run. One way to optimize one’s assets, regardless of market performance, is a tactical asset allocation strategy.

The Lyons Tactical Allocation Portfolio offers investors an attractive opportunity to capture market growth while protecting capital. Its balance of offense and defense has navigated all market environments with exceptional returns.

Learn More about LTAP

Small Cap Value Strategy

The Small Cap Value Strategy consists of a diversified portfolio of small-cap value stocks traded on US stock exchanges. We utilize our Fundamental Process, including our proprietary GRAPES valuation model, to screen the universe of mid-, small, and micro-cap companies to find attractive candidates. We are typically looking for companies with current solid operating results and conservative balance sheets that are trading at discounted prices.

The Lyons Wealth Small Cap Value Strategy offers a compelling avenue to participate in the exponential growth smaller companies can achieve. By investing with Lyons Wealth, clients gain professional guidance navigating this higher-returning yet complex arena.

Learn More About Small Cap

Enhanced Yield Portfolio

The Enhanced Yield Strategy aims to give investors a high and steady income regardless of market conditions. This income is more tax-efficient than bond income, and capital growth is a secondary goal. The portfolio includes leveraged, dividend-paying stocks, with risk managed by options strategies to protect against losses. The plan seeks a higher-than-average net yield and remains fully liquid without requiring additional capital.

At Lyons Wealth Management, we understand the importance of making informed investment decisions. Our Enhanced Yield Strategy is designed to help investors generate additional income from their existing portfolio holdings while managing risk through options trading strategies.

Learn More about Enhanced Yield

Concentrated Stock Position(s)

A concentrated stock position happens when a large part of an individual’s wealth is invested in one or a few stocks. While a diverse portfolio is key to good financial planning, sometimes investors end up with a concentrated position, which can increase risk and financial vulnerability. It’s important for investors to understand this situation to make informed decisions and manage the risks and rewards effectively.

At Lyon’s Wealth Management, our mission is to help you maximize the potential of your concentrated stock position. With our expert guidance, personalized strategies and commitment to your financial success, we aim to transform your investments into a more diversified, resilient, and tax-efficient portfolio. Take advantage of our experienced wealth managers to unlock the true potential of your assets.

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& More Strategies

Join thousands of satisfied clients who have achieved their financial goals with us. We offer personalized asset management tailored to your needs, excellent service from dedicated investment counselors, and access to comprehensive financial planning resources covering Social Security, Medicare, estate planning, and tax efficiency strategies. With a fiduciary duty to always put your interests first and a simple, transparent fee structure ensuring we succeed when you do, we are committed to your financial success.

Here are a few more of our *award-winning strategies:

Mutual Fund
Core Portfolio
CoinDesk Large Cap Select Index SMA
Financial Planning

Explore our Additional Strategies

Disclaimer:

DISCLAIMER:

Advisory services are provided by Maat Investment Group (“Maat”) is registered with the U.S. Securities and Exchange Commission (SEC) and only transacts business in the U.S. in states where it is properly notice filed or is excluded or exempted from registration requirements. Registration as an investment advisor does not constitute an endorsement of the firm by the SEC or any other securities regulator and does not mean the advisor has attained a particular level of skill or ability.

Different types of investments involve varying degrees of risk. Past performance may not be indicative of future results. No current or prospective client should assume that the future performance of any specific investment or strategy will be profitable or equal to past performance levels. All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals, and economic conditions may materially alter the performance of your portfolio. You should consul with a professional adviser to discuss your specific investment needs.

Content should not be viewed as personalized investment advice nor as an offer to buy or sell any securities referenced herein.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Catalyst Funds. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 866-447-4228 or at www.CatalystMF.com. The prospectus should be read carefully before investing. The Catalyst Funds are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Catalyst Capital Advisors, LLC is not affiliated with Northern Lights Distributors, LLC.

Risk Considerations:
Investing in the Fund carries certain risks. The value of the Fund may decrease in response to the activities and financial prospects of an individual security in the Fund’s portfolio. The Fund is non-diversified and may invest a greater percentage of its assets in a particular issue and may own fewer securities than other mutual funds. The performance of the Fund may be subject to substantial short term changes. Interest rate risk is the risk that bond prices overall, including the prices of securities held by the Fund, will decline over short or even long periods of time due to rising interest rates. These factors may affect the value of your investment.

As of 12/31/2023, CLTAX received 2-stars for 3 years, 2-stars for 5 years, 4-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively. As of 12/31/2023, CLTCX received 2-stars for 3 years, 2-stars for 5 years, 3-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively. CLTIX received 2-stars for 3 years, 3-stars for 5 years, 4-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively.

The Morningstar RatingTM for funds, or “star rating”, is calculated for managed products (including mutual funds, variable annuity and variable life sub-accounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product’s monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The Morningstar Rating does not include any adjustment for sales loads. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics. The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10- year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods.

© 2024 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete, or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

Investors Choice Awards Methodology – All funds reporting to Allocator.com are considered for the awards. The Top Performer Awards – these are granted to the select few funds which have outperformed their wider peer group in each category. Winners are determined purely based on quantitative risk-adjusted returns. The 2021 Top Performer award winners will be chosen based on absolute returns from January 1, 2020 to December 31, 2020. The Long Term categories consider returns from January 2018 to December 2020.

© 2023 Morningstar. CLTIX rated 4 stars for the period ending 1/31/2024, based on 5-year risk adjusted returns out of 213 funds in the Tactical Allocation category, is rated 2 stars for the 3-year period ending 1/31/2024 in the Tactical Allocation category based on risk adjusted returns out of 231 funds, and the overall rating for is 3 stars for the period ending 1/31/2024 based on 5-year risk adjusted returns out of 231 funds in the Tactical Allocation category. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

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