Webinar: THE TECH MILLIONAIRE’S DILEMMA

THE TECH MILLIONAIRE’S DILEMMA

Borrow, Hedge & Profit—Unlock Value and Cash Flow Without Selling Your Stock

Join our webinar to access liquidity, hedge risk, and maximize your concentrated stock position—without the tax hit!

✅ Access liquidity without triggering capital gains taxes
✅ Hedge against market downturns and protect your wealth
✅ Leverage your stock to create cash flow and financial flexibility
✅ Avoid tax pitfalls while optimizing your portfolio

📅 APRIL 3RD @ 12 PM EST/ 9AM PST | REGISTER NOW

What You'll Learn

This webinar is designed for executives, early employees, and long-term shareholders of tech companies who want to unlock financial flexibility without triggering capital gains taxes.

You’ll discover:

How to borrow against your stock to generate cash flow
Hedging strategies to protect your portfolio from volatility
Tax-smart approaches to diversify and reduce risk
Real case studies of tech professionals optimizing their wealth

Don’t let your wealth be trapped in a single stock. Learn how to take control.

Lyons Wealth Can Help You Reach Your Investment Goals

Concentrated Stock Position(s)

A concentrated stock position happens when a large part of an individual’s wealth is invested in one or a few stocks. While a diverse portfolio is key to good financial planning, sometimes investors end up with a concentrated position, which can increase risk and financial vulnerability. It’s important for investors to understand this situation to make informed decisions and manage the risks and rewards effectively.

At Lyon’s Wealth Management, our mission is to help you maximize the potential of your concentrated stock position. With our expert guidance, personalized strategies and commitment to your financial success, we aim to transform your investments into a more diversified, resilient, and tax-efficient portfolio. Take advantage of our experienced wealth managers to unlock the true potential of your assets.

Tactical Allocation Portfolio

Most people assume that income from investing in the stock market relies heavily on market trends. While this may be true to a certain extent, there are investment strategies that empower people to protect their assets in the long run. One way to optimize one’s assets, regardless of market performance, is a tactical asset allocation strategy.

The Lyons Tactical Allocation Portfolio offers investors an attractive opportunity to capture market growth while protecting capital. Its balance of offense and defense has navigated all market environments with exceptional returns.

Small Cap Value Strategy

The Small Cap Value Strategy consists of a diversified portfolio of small-cap value stocks traded on US stock exchanges. We utilize our Fundamental Process, including our proprietary GRAPES valuation model, to screen the universe of mid-, small, and micro-cap companies to find attractive candidates. We are typically looking for companies with current solid operating results and conservative balance sheets that are trading at discounted prices.

The Lyons Wealth Small Cap Value Strategy offers a compelling avenue to participate in the exponential growth smaller companies can achieve. By investing with Lyons Wealth, clients gain professional guidance navigating this higher-returning yet complex arena.

Enhanced Yield Portfolio

The Enhanced Yield Strategy aims to give investors a high and steady income regardless of market conditions. This income is more tax-efficient than bond income, and capital growth is a secondary goal. The portfolio includes leveraged, dividend-paying stocks, with risk managed by options strategies to protect against losses. The plan seeks a higher-than-average net yield and remains fully liquid without requiring additional capital.

At Lyons Wealth Management, we understand the importance of making informed investment decisions. Our Enhanced Yield Strategy is designed to help investors generate additional income from their existing portfolio holdings while managing risk through options trading strategies.

& More Strategies

Join thousands of satisfied clients who have achieved their financial goals with us. We offer personalized asset management tailored to your needs, excellent service from dedicated investment counselors, and access to comprehensive financial planning resources covering Social Security, Medicare, estate planning, and tax efficiency strategies. With a fiduciary duty to always put your interests first and a simple, transparent fee structure ensuring we succeed when you do, we are committed to your financial success.

Here are a few more of our *award-winning strategies:

Mutual Fund
Core Portfolio
CoinDesk Large Cap Select Index SMA
Financial Planning

Disclaimer:

Past performance is not a guarantee of future results.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Catalyst Funds. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling 866-447-4228 or at www.CatalystMF.com. The prospectus should be read carefully before investing. The Catalyst Funds are distributed by Northern Lights Distributors, LLC, member FINRA/SIPC. Catalyst Capital Advisors, LLC is not affiliated with Northern Lights Distributors, LLC.

Risk Considerations:
Investing in the Fund carries certain risks. The value of the Fund may decrease in response to the activities and financial prospects of an individual security in the Fund’s portfolio. The Fund is non-diversified and may invest a greater percentage of its assets in a particular issue and may own fewer securities than other mutual funds. The performance of the Fund may be subject to substantial short term changes. Interest rate risk is the risk that bond prices overall, including the prices of securities held by the Fund, will decline over short or even long periods of time due to rising interest rates. These factors may affect the value of your investment.

As of 12/31/2023, CLTAX received 2-stars for 3 years, 2-stars for 5 years, 4-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively. As of 12/31/2023, CLTCX received 2-stars for 3 years, 2-stars for 5 years, 3-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively. CLTIX received 2-stars for 3 years, 3-stars for 5 years, 4-stars for 10 years, and 3-stars Overall in the Tactical Allocation Category out of 234, 214, 140, and 140 funds, respectively.

The Morningstar RatingTM for funds, or “star rating”, is calculated for managed products (including mutual funds, variable annuity and variable life sub-accounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product’s monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The Morningstar Rating does not include any adjustment for sales loads. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics. The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10- year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods.

© 2024 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete, or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.

The Thomson Reuters Lipper Fund Awards, granted annually, highlight funds and fund companies that have excelled in delivering consistently strong risk-adjusted performance relative to their peers. The Lipper Fund Awards are based on the Lipper Leader for Consistent Return rating, which is a risk-adjusted performance measure calculated over 36, 60 and 120 months. The fund with the highest Lipper Leader for Consistent Return (Effective Return) value in each eligible classification wins the Lipper Fund Award. For more information, see www.lipperfundawards.com. Although Lipper makes reasonable efforts to ensure the accuracy and reliability of the data contained herein, the accuracy is not guaranteed by Lipper. The Lipper award is for the A share class only.

Investors Choice Awards Methodology – All funds reporting to Allocator.com are considered for the awards. The Top Performer Awards – these are granted to the select few funds which have outperformed their wider peer group in each category. Winners are determined purely based on quantitative risk-adjusted returns. The 2021 Top Performer award winners will be chosen based on absolute returns from January 1, 2020 to December 31, 2020. The Long Term categories consider returns from January 2018 to December 2020.

© 2023 Morningstar. CLTIX rated 4 stars for the period ending 1/31/2024, based on 5-year risk adjusted returns out of 213 funds in the Tactical Allocation category, is rated 2 stars for the 3-year period ending 1/31/2024 in the Tactical Allocation category based on risk adjusted returns out of 231 funds, and the overall rating for is 3 stars for the period ending 1/31/2024 based on 5-year risk adjusted returns out of 231 funds in the Tactical Allocation category. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.