Nervous About the Market? Lyons Can Help

Passive investing with your average wealth manager can only go so far. Learn about tactical allocation strategies with Lyons Wealth and how we can help you meet your investment goals in a free initial consultation.

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Award-Winning Wealth Management

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Rated 5-Stars for Overall Risk-Adjusted Returns - Tactical Allocation*

10 years, 2013-2023

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Best Fund Over 5 Years - Out of 120 Flexible Portfolio Funds*

5 years, 2012-2017

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Best Fund Over 5 Years - Out of 123 Flexible Portfolio Funds*

5 years, 2013-2018

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America's Top Performers - Best Fund Under $100M - Equity*

2021

Strategy Overview

Tactical Asset allocation is the process of dividing an investment portfolio among different asset categories, such as stocks, bonds, and cash.

The primary goal of tactical asset allocation is to move portfolio returns and achieve an optimal balance between risk and return based on an investor’s financial objectives, risk tolerance, and time horizon.

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Lyons Wealth Can Help You Reach Your Investment Goals

Strategy Breakdown

The Lyons Tactical Allocation Portfolio blends active investment strategies with disciplined risk management to navigate market cycles effectively.

Offensive Equity Portfolio

  • Focus: Top-tier stock picks through rigorous screening and analysis
  • Portfolio Construction: Concentrated portfolio of 20-30 stocks
  • Agility: Quarterly rebalances to stay fully invested

Defensive Tactical Asset Allocation

  • Adaptability: Monthly signals guide equity or bond allocation
  • Growth Mode: Fully invested during market upswings
  • Capital Protection: Shift to bonds during downturns

Protective Option Hedging

  • Risk Management: Options cushion against market volatility
  • Smooth Transitions: Seamless shifts between growth and preservation

By integrating offense, defense, and risk management, the tactical allocation approach balances growth and preservation.

Why You Should Invest

The Lyons Tactical Allocation Portfolio has consistently outperformed its benchmark and peer funds over time. Here is why it stands out as an attractive choice:

Superior Risk-Adjusted Returns

The portfolio has achieved an annualized return of over 8% since inception, compared to 6% for its benchmark. This outperformance translates to over 50% greater cumulative gains. Meanwhile, tactical shifts help preserve capital during downturns.

Upside Growth with Downside Protection

The portfolio captures over 100% of benchmark returns during bull markets. During bear markets, it preserves capital far better, with 85% downside capture. This balance allows investors to maintain exposure for long-term compounding.

Consistent and Repeatable Process

With a 10-year 5-star Morningstar rating, the portfolio has delivered through a full market cycle. Its rules-based process balances offense and defense to navigate any environment.

Key Objectives

The key objectives of the Lyons Wealth Tactical Allocation Portfolio Investment Strategy include:

  • Greater upside capture through sustained bull market participation and full equity allocations for long-term, continuous time periods
  • Less whipsaw by making fewer defensive shifts
  • Capital preservation in bear markets
  • Risk hedging against short-term weakness and whipsaw
  • Alpha potential from active stock selection

Pros & Cons

Tactical asset allocation strategies can help you weather the volatile stock market.

Here are some advantages of this asset allocation:

  • Responsiveness to market trends. The flexibility of tactical asset allocation empowers investors to adapt their portfolios to volatile market conditions, which can be particularly beneficial during increased market instability.
  • Enhanced risk management. This asset allocation strategy allows investors to maintain their desired risk profile and protect them against downside risks during periods of market stress.
  • Possibility of higher returns. This strategy can potentially bring excess returns by capitalizing on short-term market inefficiencies and adjusting the portfolio to exploit emerging opportunities.

Top Holdings

The Lyons Tactical Allocation Portfolio offers an offense-first, bullish approach to tactical investing that seeks to optimize growth and upside capture. Full equity allocations are maintained long-term, while addressing downside risk with separate and distinct solutions for different levels of market risk. Tactical
asset allocation is targeted to risk of conventional bear markets that cause outsize damage to wealth and require years to recover, as we believe large changes to asset allocation should be reserved for severe risk. This results in rare shifts out of equities, providing greater upside and compound growth. For short-term periods of market weakness, risk hedging is employed using long index options or directional index ETFs. Our risk hedging serves to buffer volatility, limit downside, and provide greater agility in volatile markets.

As of December 31, 2023, these are the weights of the top holdings of the portfolio:

  • Lennox International Inc – 4.6%
  • Ulta Salon Cosmetics – 4.4%
  • Home Depot – 4.2%
  • Broadridge Financial Solutions Inc. – 4.2%
  • Costco Whsl Corp – 4.1%
  • Marriot Intl Inc – 4.1%
  • Hca Inc – 4.1%
  • Grainger W W Inc – 4.1%
  • Steel Dynamics Inc – 4.1%
  • Expeditors Intl Wash – 4.0%

Portfolio Holdings are subject to change and should not be considered to be investment advice.

Meet Your Wealth Managers

“Continuity should be one of the main factors when you look into investing with a financial advisor or wealth manager.”

Sander Read

President & Chief Executive Officer

31 Years Managing Wealth

“The big hurdle is the lack of support for recovering passwords, keys, and digital asset locations, making pre-planning crucial.”

Corey Roun

Sr. Director of Trading & Derivatives Strategies

15 Years with Lyons Wealth

“We have a fiduciary duty to always put clients’ interests first, we only do better, when you do better.”

Matt Ferratusco

Senior Portfolio Manager & Analyst

9 Years with Lyons Wealth

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Who We Work With

At Lyons Wealth, we get to know our clients to understand their specific goals, objectives, needs, and future desires. We look for a good fit for everyone involved and want to engage in long-term relationships with the clients we advise. Our client roster ranges from:

  • Multi-Generational Wealthy Families
  • Corporate Executives with Concentrated Stock Holdings
  • Successful Individuals
  • Business Owners
  • Fiduciaries of Charitable Funds
  • Investment Professionals
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“Working with Lyons has been amazing. The team is professional and communicative so I always know how my investments are doing.”

Daniel S
Business Owner

“I’ve been with Lyons Wealth for years and my advisor has always been great about communication and account management. Can’t say enough good things.”

Jaime B
Successful Individual

“Lyons Wealth Management helped educate me and allay my fears, as well as provided solid guidance on steps I could take to help me reach my goals even sooner.”

Dorothy P
Successful Individual

Start Investing With Lyons Wealth Today!

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