Learn how to reduce risk, align your financial goals, and manage tax liabilities when holding concentrated stock positions.
SINGLE STOCK DIVERSIFICATION
SINGLE STOCK DIVERSIFICATION
Learn how to reduce risk, align your financial goals, and manage tax liabilities when holding concentrated stock positions.
This guide will help you understand the risks of concentrated stock positions and the importance of diversification. You’ll explore strategies like dollar-cost averaging, investing in ETFs, and asset allocation to balance your portfolio. Additionally, you’ll learn how to manage tax implications and protect your investments with options strategies
About The Author
Sander Read
President & Chief Executive Officer
As Lead Portfolio Manager and CEO, Mr. Read is responsible for overseeing the development, management, and distribution of the firm’s investment strategies. He is the head of the firm’s investment committee for all investment strategies, including equities and derivatives. He serves as co-portfolio manager of the Catalyst/Lyons Tactical Allocation Fund, along with several other programs.
Awarded 5-Stars for the Lyons Tactical Allocation Portfolio*
10 years, 2012-2022
Awarded 5-Stars for the Small Cap Value Strategy*
10 years, 2014-2024
Best Fund Over 5 Years - Out of 123 Flexible Portfolio Funds*
5 years, 2013-2018
America's Top Performers - Best Fund Under $100M - Equity*
2021
Most people assume that income from investing in the stock market relies heavily on market trends. While this may be true to a certain extent, there are investment strategies that empower people to protect their assets in the long run. One way to optimize one’s assets, regardless of market performance, is a tactical asset allocation strategy.
The Lyons Tactical Allocation Portfolio offers investors an attractive opportunity to capture market growth while protecting capital. Its balance of offense and defense has navigated all market environments with exceptional returns.
The Small Cap Value Strategy consists of a diversified portfolio of small-cap value stocks traded on US stock exchanges. We utilize our Fundamental Process, including our proprietary GRAPES valuation model, to screen the universe of mid-, small, and micro-cap companies to find attractive candidates. We are typically looking for companies with current solid operating results and conservative balance sheets that are trading at discounted prices.
The Lyons Wealth Small Cap Value Strategy offers a compelling avenue to participate in the exponential growth smaller companies can achieve. By investing with Lyons Wealth, clients gain professional guidance navigating this higher-returning yet complex arena.
The Enhanced Yield Strategy aims to give investors a high and steady income regardless of market conditions. This income is more tax-efficient than bond income, and capital growth is a secondary goal. The portfolio includes leveraged, dividend-paying stocks, with risk managed by options strategies to protect against losses. The plan seeks a higher-than-average net yield and remains fully liquid without requiring additional capital.
At Lyons Wealth Management, we understand the importance of making informed investment decisions. Our Enhanced Yield Strategy is designed to help investors generate additional income from their existing portfolio holdings while managing risk through options trading strategies.
A concentrated stock position happens when a large part of an individual’s wealth is invested in one or a few stocks. While a diverse portfolio is key to good financial planning, sometimes investors end up with a concentrated position, which can increase risk and financial vulnerability. It’s important for investors to understand this situation to make informed decisions and manage the risks and rewards effectively.
At Lyon’s Wealth Management, our mission is to help you maximize the potential of your concentrated stock position. With our expert guidance, personalized strategies and commitment to your financial success, we aim to transform your investments into a more diversified, resilient, and tax-efficient portfolio. Take advantage of our experienced wealth managers to unlock the true potential of your assets.
Join thousands of satisfied clients who have achieved their financial goals with us. We offer personalized asset management tailored to your needs, excellent service from dedicated investment counselors, and access to comprehensive financial planning resources covering Social Security, Medicare, estate planning, and tax efficiency strategies. With a fiduciary duty to always put your interests first and a simple, transparent fee structure ensuring we succeed when you do, we are committed to your financial success.
Here are a few more of our *award-winning strategies:
